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Transfer Agency Senior Specialist

Title Transfer Agency Senior Specialist
Categories Corporate Services, Fund Accounting / Fund Administration
Job No. 1926
Salary CI$55-70k
Job Information

My client is seeking an experienced shareholder services candidate to join their busy team.

Duties & Responsibilities:

  • Review AML documentation in line with the relevant AML policies and procedures.
  • As the subject matter expert, liaise with the Transfer Agency teams to assist with AML related queries.
  • Escalate any exceptions to Compliance and liaise with them in relation to any AML queries on behalf of the TA teams.
  • Update the investor’s KYS status on the system in an accurate and timely manner.
  • Generate reporting used to monitor and track investor AML status.
  • Monitor the reviews conducted by associates ensuring quality of assessment and timely responses.

Knowledge, Skills & Experience:

  • Degree in Accounting or Finance or Business related area desirable.
  • 4-6 years investor services experience essential.
  • Ability to lead a team preferable.
  • Proactive and able to work independently.
  • Excellent communications skills.
  • Polished, professional manner.


Job Type permanent
Apply to Email vanessa@baraud.com